Investment Business

The Investment Business Division is responsible for the regulation and supervision of securities and investment business and collective investment schemes, that carry on business in and from within the Territory. The Division ensures compliance with relevant AFCS laws, as well as international standards of regulation and supervision.

The Investment Business Division administers and enforces various legislation, regulations, and codes including: the Securities and Investment Business Act, 2010, the Mutual Fund Regulations, 2010, the Public Funds Code, 2010 and the Regulatory Code, 2009 (and Regulatory Amendment Code 2010).

Director of Investment Business