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    Enforcement Action

    Enforcement Action

    Action Date
    Enforcement Action
    Licensee or Regulated Person
    06/02/2018 - 00:00Public StatementSmiths Gore and Son’s Reserve Loan Company
    04/19/2018 - 00:00Public StatementMR. LEVERE WENT and FLOW MONEY SYSTEM
    12/04/2017 - 00:00Public StatementELEUTHERA INSURANCE LIMITED
    12/04/2017 - 00:00Revocation of a LicenceHALLIDAY INSURANCE AGENCY LIMITED
    09/02/2017 - 00:00Administrative Penalty $2,000.00LJ INVESTMENTS CORP.
    09/02/2017 - 00:00Administrative Penalty $3,500.003MF Artemis, Ltd. formerly 3MF Artemis Fund (ARUBA) Ltd.
    09/02/2017 - 00:00Administrative Penalty $2,000.00JL INTERNATIONAL FUND, LTD.
    09/02/2017 - 00:00Administrative Penalty $2,000.00Beverage Emerging Market Fund Ltd.
    09/02/2017 - 00:00Administrative Penalty $3,500.00Brazil Real Estate Ltd. formerly Brazil Real Estate Fund Ltd.
    09/02/2017 - 00:00Administrative Penalty $3,500.00WPC Fund Ltd.
    09/02/2017 - 00:00Administrative Penalty $2,000.00EAGLE CONSTELLATION FUND, LTD.
    08/03/2017 - 00:00Administrative Penalty $1,750.00Craigmuir Authorised Representative Limited
    08/03/2017 - 00:00Administrative Penalty $1,750.00Craigmuir Authorised Representative Limited
    07/07/2017 - 00:00Administrative Penalty $11,000.00CASTLESTONE MANAGEMENT INCORPORATED
    07/04/2017 - 00:00Administrative Penalties $20,000.00EAST ASIA CORPORATE SERVICES (B.V.I.) LIMITED